Investor Awareness

Sr No	Information	Download
1	Internal control Policy and Procedures
2	RISK MANAGEMENT SYSTEM (RMS) & Surveillance Policy
3	(RRCSB) CLIENT & ERROR CODE MODIFICATION POLICY (reviewed on 01-04-2024)
4	(RRCSB) PMLA Policy (reviewed on 14-09-2024)
5	Set of Document
6	Policy For Out Sourcing Of Activities
7	Conflict of Interest
8	KRA Policy & Procedures
9	Policy on Signature on Contract note
10	Policy_ben_owner
11	Risk disclosures
12	Corporate Social Responsibility (CSR) Policy
13	CSR_POLICY_2023-24

Cyber Security

Sr No	Information	Download
1	Baselining Procedure_V0.1_R R Chokhani Stock Brokers Pvt Ltd
2	Cyber Security Cyber Resilience Framework
3	IT Access Control Policy_V0.1_R R Chokhani Stock Brokers Pvt Ltd
4	IT Asset Management Policy_V0.1_R R Chokhani Stock Brokers Pvt Ltd
5	IT Computer Malware_V0.1_R R Chokhani Stock Brokers Pvt Ltd
6	IT Incident Management Policy_V0.1_R R Chokhani Stock Brokers Pvt Ltd
7	IT Vendor Selection Policy_V0.1_R R Chokhani Stock Brokers Pvt Ltd
8	Logging and Monitoring Policy_V0.1_R R Chokhani Stock Brokers Pvt Ltd
9	Password Policy_V0.1_R R Chokhani Stock Brokers Pvt Ltd
10	Physical Security Policy_V0.1_R R Chokhani Stock Brokers Pvt Ltd

Investor Charter for Stock Brokers

Sr No	Information	Download
1	Investor Charter

Data for every Month ending

Sr No	Information	Download
1	March - 2025
1	February - 2025
1	January - 2025
1	December - 2024
1	November - 2024
1	October - 2024
1	September - 2024
1	August - 2024
1	July - 2024
1	June - 2024
1	May - 2024
1	April - 2024
1	March - 2024
1	February - 2024
1	January - 2024
1	December - 2023
1	November - 2023
1	October - 2023
1	September - 2023
1	August - 2023
1	July - 2023
1	June - 2023
1	May - 2023
2	April - 2023
3	March - 2023
4	February - 2023
5	January - 2023
6	December 2022
7	November - 2022
8	October - 2022
9	September-2022
10	August-2022
11	July-2022
12	June-2022
13	May-2022
14	April-2022
15	March-2022
16	February-2022
17	January-2022
18	December-2021

Trend of monthly disposal of complaints

Sr.No	Information	Download
1	Trend_of_monthly_disposal_complaints ( Jan 25 to Mar 25 )
1	Trend_of_monthly_disposal_complaints(Oct 24 to Dec 24)
1	Trend_of_monthly_disposal_complaints(July 24 to Sept 24)
1	Trend_of_monthly_disposal_complaints(Apr 24 to June 24)
1	Trend_of_monthly_disposal_complaints(Jan24 to Mar 24)
1	Trend_of_monthly_disposal_complaints(Oct 23 to Dec 23)
1	Trend_of_monthly_disposal_complaints(July 23 to Sep 23)
1	Trend_of_monthly_disposal_complaints(Apr 23 to Jun 23)
1	Trend of monthly disposal of complaints( Jan 23 to Mar 23)
2	Trend of monthly disposal of complaints( July22 to Sep22)
3	Trend of monthly disposal of complaints( Jan22 to Mar22)
4	Trend of monthly disposal of complaints(Apr22 to June22)
5	Trend of monthly disposal of complaints(Oct22 to Dec22)

Enhanced Supervision

(RRCSB) Bank Account details

Sr.No	Information	Download
1	Client Bank Account Details

Registration Document in vernacular language

Sr No	Information	Download
1	Annexure 4 - Rights & Obligations	Gujarati Hindi Marathi
2	Annexure 5 - RDD	Gujarati Hindi Marathi
3	Annexure 6 - Do's & Don'ts	Gujarati Hindi Marathi

Dissemination of Information Regarding National Financial Literacy Quiz (NFLQ) 2025 by Trading Member

Sr No	Information	Download
1	Dissemination of Information Regarding National Financial Literacy Quiz (NFLQ) 2025 by Trading Member	Download