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Investor Charter

As a SEBI-registered stock broker, RR Chokhani Stock Brokers Pvt Ltd.is committed to upholding the investor charter - detailing the services we offer, and the rights and responsibilities of our investors.

Charter Overview

Services, Rights & Responsibilities

Services Offered

  • Equity broking on BSE and NSE (Cash segment)
  • Derivatives trading on BSE and NSE (F&O segment)
  • Institutional and proprietary order execution
  • Investor support and query handling
  • Compliance-based onboarding and account management
  • Transparent contract notes and settlement information

Rights of Investors

  • Right to fair and transparent service
  • Right to receive contract notes and statements promptly
  • Right to raise grievances and receive timely resolution
  • Right to escalate unresolved issues to SEBI SCORES
  • Right to access all applicable disclosures and policies
  • Right to protection from unauthorised transactions

Responsibilities of Investors

  • Read and understand all account opening documents carefully
  • Keep contact details (mobile, email) updated with the broker
  • Monitor transaction alerts and official communications
  • Avoid sharing login credentials or passwords with anyone
  • Do not act on promises of guaranteed returns
  • Verify identity of persons claiming to represent the broker

Escalation Mechanism

If you have a complaint, follow this path:

Investor Charter - Section Summary
Charter Section Description
Services OfferedEquity broking (Cash) and derivatives (F&O) on BSE and NSE for institutional and proprietary accounts
Rights of InvestorsFair treatment, transparent communication, prompt contract notes, and a visible grievance escalation route
Responsibilities of InvestorsAccurate documentation, contact detail maintenance, and verification of all communications
Escalation MechanismCompany → SEBI SCORES → SMART ODR, in that order